James A. Sigler and Associates, a Los Angeles based Securities Law Firm.
James A. Sigler and Associates is a Los Angeles based law firm working with clients across the country with respect to disputes with stockbrokers and financial advisors.
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Have you lost money in the market because your account was mismanaged by your broker? If so, we may be able to help. As Los Angeles securities attorneys who focus on stockbroker law we help clients recover investment losses. Everyone knows that the value of investments rise and fall. Stocks go up. Stocks go down. The fact that the value of your investments has declined does not mean that your broker has acted improperly. However, if your broker has mismanaged your account, you may be entitled to recover money whether the value of your investments has gone up or down. The question is not so much the rise or fall in the value of your investments. Rather, the key is whether your investments were handled properly.

Typical types of account mismanagement are:

Unsuitable Recommendations Should you have been placed in these investments?
Misrepresentation Did your broker tell you everything they should have about the securities in which you were invested?
Unauthorized Trading Did you tell your broker to buy or sell, or did they do it without your permission?
Churning Did your broker needlessly buy and sell investments in order to generate extra commissions?

Obviously, it is best to have a good working relationship with your stockbroker. However, in the event that you believe your broker has mismanaged your account you may be faced with the prospect of filing a claim against your broker. You can bet your broker and his brokerage firm will have attorneys represent them in any dispute. Your interests are best served by having an experienced stockbroker attorney on your side.

Los Angeles Securities Attorneys
James A. Sigler & Associates is a Los Angeles based law firm working with clients across the country with respect to disputes with stockbrokers and financial advisors.

If you are concerned that your investments may have been mismanaged by your broker or advisor, or you may have been the victim of stockbroker fraud, please call our office for a free consultation.

 

Use of this website does not create an attorney-client relationship with James A. Sigler & Associates. The materials at this site have been prepared for informational purposes only and should not be construed as legal advice or legal opinion with respect to any specific facts or circumstances. Readers should not act upon this information without seeking legal counsel. Any links or referrals on this site are not intended as endorsements of the linked entities or information that they make available. If you need legal advice please contact our office.

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